What qualifications have you got? http://myvidster.fun/ myvidster.com Preferred investors also cry foul on the SECâs methodology for tallying them up. Because the applicable rule looks at âholders of recordâ rather than âbeneficial owners,â many investors are consolidated into few because their assets are assigned to the brokerage firms where their shares are held. Chandler, for instance, has 40 clients but only 10 are listed as holders because of that definitional quirk.